DFX Intelligence

G••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

G••••• F••••

Advisor at A•••• W••••• A•••••••• L••

Jersey City, NJ

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Search this name across graphsid dfx:ria:5a102952-9ad7-99e6-2814-8f711558e6dd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jul 25, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• W••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• W••••• A•••••••• L••	Bd affiliated wealth	Nov 15, 2024	n/a	yes	Jersey City, NJ	Current employment
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	Aug 8, 2022	Nov 26, 2024	no	Jersey City, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• A•••••••• I•••	A•••• W••••• A•••••••• L••	Nov 26, 2024	Nov 15, 2024	-11	Firm change	Ibd to ibd
U•• F•••••••• S••••••• I•••	B• R•••• W••••• A•••••••• I•••	Aug 17, 2022	Aug 8, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
115927:145488:NJ:2024-11-26	Nov 26, 2024	Nov 15, 2024	JERSEY CITY, NJ	Firm change

Relationships

Registered with (3)

→ A•••• W••••• A•••••••• L••Registered adviserregistration: current employment
Nov 15, 2024 to presentfactForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 8, 2022 to Nov 26, 2024factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jul 25, 2014 to Aug 17, 2022factForm ADV

Dated events

Occurred
Nov 26, 2024
Advisor changed firm
G••••• F•••• left B• R•••• W••••• A•••••••• I••• for A•••• W••••• A•••••••• L•• (registered 2024-11-15)
Form ADVobserved 7 days ago
Occurred
Aug 17, 2022
Advisor changed firm
G••••• F•••• left U•• F•••••••• S••••••• I••• for B• R•••• W••••• A•••••••• I••• (registered 2022-08-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5a102952-9ad7-99e6-2814-8f711558e6dd
First observed: Jul 25, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.