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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

BASEPOINT ADVISORS LLC

CRD 316715

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5a162701-d521-e85c-272a-4bc466282e90

Data as of Jun 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 6
On other graphs: 2
Observed: Oct 4, 2021 to Jun 1, 2026
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

Basepoint Advisors LLC

Capital provider to sponsors · shared crd

Private Creditidentity

BASEPOINT ADVISORS LLC

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.3BItem 5.F on the latest filing (2026-06-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.3B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 25
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 13
Private funds: 9Schedule D 7.B(1)
Custody, client assets: $0
SEC number: 801-122619
CRD: 316715
Filings on the tape: 12
First filed: Oct 4, 2021
Latest filed: Jun 1, 2026
Organised: Limited Liability Company, DE
Website: basepointgroup.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
BASEPOINT TARGETED SOLUTIONS FUND I L.P.	Other Private Fund	$822M	Mar 29, 2024	3	Mar 3, 2022	reported	n/a
BASEPOINT SENIOR CREDIT SOLUTIONS OFFSHORE FUND I L.P.	Other Private Fund	$309M	Mar 29, 2024	1	Mar 29, 2024	reported	n/a
BASEPOINT INCOME SOLUTIONS EVERGREEN FUND LP	Other Private Fund	$187M	Mar 29, 2024	314	Mar 31, 2023	reported	021-457765
BASEPOINT INCOME SOLUTIONS EVERGREEN OFFSHORE FUND LP	Other Private Fund	$34.9M	Mar 29, 2024	35	Mar 31, 2023	reported	021-466170

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ADVANTAGE INSURANCE INC.	Owner	E	yes	03/2021	Oct 4, 2021	Mar 29, 2024
BASEPOINT ADVISORS HOLDINGS LP	Owner	E	yes	12/2021	Mar 3, 2022	Mar 29, 2024
BASEPOINT GROUP INC.	GENERAL PARTNER	F	yes	12/2021	Oct 4, 2021	Mar 29, 2024
GRACIN, JAY, L	CHIEF LEGAL OFFICER; CHIEF COMPLIANCE OFFICER (03/2024)	Na	yes	07/2021	Oct 4, 2021	Mar 29, 2024
KAY, ANGELA, LEONARD	President	Na	yes	07/2021	Oct 4, 2021	Mar 29, 2024
SCHNEIDER, ERIC, JAY	CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER	Na	yes	07/2021	Oct 4, 2021	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ADVANTAGE INSURANCE INC.	n/a	n/a	n/a	Y	yes	n/a
ADVANTAGE INTERNATIONAL BANK CORP.	n/a	n/a	n/a	N	yes	n/a
BIS-EF GP LLC	n/a	n/a	n/a	N	yes	n/a
BSCS GP-I LLC	n/a	n/a	n/a	N	yes	n/a
BTS GP-I LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$3.3B	$3.3B	25	2	1	9	n/a
2024	Mar 31, 2025	$2.3B	$2.3B	12	2	1	7	n/a
2023	Mar 29, 2024	$1.4B	$1.4B	9	2	1	4	$1.4B
2022	Mar 31, 2023	$674M	$674M	5	2	1	3	$674M
2021	Mar 31, 2022	$353M	$353M	5	2	1	1	$353M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.3B	$2.3B	41.5%	$674M	69.4%	25	12	1	1

Relationships

Advises (4)

→ BASEPOINT INCOME SOLUTIONS EVERGREEN FUND LPPrivate fundOther Private Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ BASEPOINT SENIOR CREDIT SOLUTIONS OFFSHORE FUND I L.P.Private fundOther Private Fund, IA
Mar 29, 2024 to presentfactForm ADV
→ BASEPOINT TARGETED SOLUTIONS FUND I L.P.Private fundOther Private Fund, IA
Mar 3, 2022 to presentfactForm ADV
→ BASEPOINT INCOME SOLUTIONS EVERGREEN OFFSHORE FUND LPPrivate fundOther Private Fund, IA
Mar 31, 2023 to presentfactForm ADV

Controls (6)

← GRACIN, JAY, LOwnerCHIEF LEGAL OFFICER; CHIEF COMPLIANCE OFFICER (03/2024), ownership code NA, individual
Oct 4, 2021 to Mar 29, 2024factForm ADV
← SCHNEIDER, ERIC, JAYOwnerCHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER, ownership code NA, individual
Oct 4, 2021 to Mar 29, 2024factForm ADV
← KAY, ANGELA, LEONARDOwnerPRESIDENT, ownership code NA, individual
Oct 4, 2021 to Mar 29, 2024factForm ADV
← ADVANTAGE INSURANCE INC.OwnerOWNER, ownership code E, domestic entity
Oct 4, 2021 to Mar 29, 2024factForm ADV
← BASEPOINT ADVISORS HOLDINGS LPOwnerOWNER, ownership code E, domestic entity
Mar 3, 2022 to Mar 29, 2024factForm ADV
← BASEPOINT GROUP INC.OwnerGENERAL PARTNER, ownership code F, domestic entity
Oct 4, 2021 to Mar 29, 2024factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
Basepoint Advisors Llc reported RAUM $3.3B, up 42% from $2.3B (2025-12-08 to 2026-03-31)
Form ADVobserved 3 days ago
$960M
Occurred
Mar 31, 2025
Regulatory AUM changed
Basepoint Advisors Llc reported RAUM $2.3B, up 71% from $1.4B (2024-03-29 to 2025-03-31)
Form ADVobserved 3 days ago
$960M
Occurred
Mar 29, 2024
Regulatory AUM changed
Basepoint Advisors Llc reported RAUM $1.4B, up 92% from $706.4M (2023-05-22 to 2024-03-29)
Form ADVobserved 3 days ago
$646M
Occurred
Mar 29, 2024
Control person left
Galloway Mary Herms (Chief Compliance Officer) no longer on Schedule A of Basepoint Advisors Llc (listed 2023-05-22, absent 2024-03-29)
Form ADVobserved 3 days ago
Occurred
Mar 31, 2023
Regulatory AUM changed
Basepoint Advisors Llc reported RAUM $673.7M, up 91% from $352.5M (2022-10-03 to 2023-03-31)
Form ADVobserved 3 days ago
$321M
Occurred
Oct 4, 2021
First Form ADV filing
Basepoint Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5a162701-d521-e85c-272a-4bc466282e90
First observed: Oct 4, 2021
Last observed: Jun 1, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BASEPOINT ADVISORS LLC

CRD 316715

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5a162701-d521-e85c-272a-4bc466282e90

Data as of Jun 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:40 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

BASEPOINT TARGETED SOLUTIONS FUND I L.P.

Other Private Fund

$822M

Mar 29, 2024

Mar 3, 2022

reported

n/a

BASEPOINT SENIOR CREDIT SOLUTIONS OFFSHORE FUND I L.P.

Other Private Fund

$309M

Mar 29, 2024

reported

n/a

BASEPOINT INCOME SOLUTIONS EVERGREEN FUND LP

Other Private Fund

$187M

Mar 29, 2024

314

Mar 31, 2023

reported

021-457765

BASEPOINT INCOME SOLUTIONS EVERGREEN OFFSHORE FUND LP

Other Private Fund

$34.9M

Mar 29, 2024

Mar 31, 2023

reported

021-466170

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ADVANTAGE INSURANCE INC.

Owner

yes

03/2021

Oct 4, 2021

Mar 29, 2024

BASEPOINT ADVISORS HOLDINGS LP

Owner

yes

12/2021

Mar 3, 2022

Mar 29, 2024

BASEPOINT GROUP INC.

GENERAL PARTNER

yes

12/2021

Oct 4, 2021

Mar 29, 2024

GRACIN, JAY, L

CHIEF LEGAL OFFICER; CHIEF COMPLIANCE OFFICER (03/2024)

yes

07/2021

Oct 4, 2021

Mar 29, 2024

KAY, ANGELA, LEONARD

President

yes

07/2021

Oct 4, 2021

Mar 29, 2024

SCHNEIDER, ERIC, JAY

CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER

yes

07/2021

Oct 4, 2021

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ADVANTAGE INSURANCE INC.

n/a

yes

n/a

ADVANTAGE INTERNATIONAL BANK CORP.

n/a

yes

n/a

BIS-EF GP LLC

n/a

yes

n/a

BSCS GP-I LLC

n/a

yes

n/a

BTS GP-I LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$3.3B

n/a

2024

Mar 31, 2025

$2.3B

n/a

2023

Mar 29, 2024

$1.4B

2022

Mar 31, 2023

$674M

2021

Mar 31, 2022

$353M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$3.3B

$2.3B

41.5%

$674M

69.4%