DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CARDINAL WEALTH ADVISORY, LLC
MEMPHIS, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CARDINAL WEALTH ADVISORY, LLC | Independent wealth | Aug 14, 2012 | n/a | yes | MEMPHIS, TN | Current employment |
| CARDINAL WEALTH ADVISORY, LLC | Independent wealth | Jan 10, 2007 | Dec 31, 2009 | no | MEMPHIS, TN | Previous registration |
| CARDINAL WEALTH ADVISORY, LLC | Independent wealth | Nov 9, 2005 | Dec 31, 2006 | no | MEMPHIS, TN | Previous registration |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Feb 23, 1993 | Apr 27, 2005 | no | MEMPHIS, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN KEEGAN & COMPANY, LLC | CARDINAL WEALTH ADVISORY, LLC | Apr 27, 2005 | Nov 9, 2005 | 196 | Firm change | Other |