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Advisor at WEALTHPLAN INVESTMENT MANAGEMENT LLC
overland park, KS | OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTHPLAN INVESTMENT MANAGEMENT LLC | Independent wealth | May 16, 2025 | n/a | yes | overland park, KS|OMAHA, NE | Current employment |
| WEALTHPLAN PARTNERS | Independent wealth | Jan 8, 2020 | Jun 16, 2025 | no | Overland Park, KS|OMAHA, NE | Previous registration |
| WEALTHPLAN PARTNERS | Former SEC adviser | May 3, 2016 | Jul 10, 2020 | no | Overland Park, KS | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 8, 2009 | Nov 15, 2016 | no | OVERLAND PARK, KS | Previous registration |
| MUTUAL SERVICE CORPORATION | n/a | Mar 26, 2008 | Sep 8, 2009 | no | OVERLAND PARK, KS|WEST PALM BEACH, FL|OVERLAND PARK, KS|BOSTON, MA | Previous registration |
| AMERICAN GENERAL SECURITIES INCORPORATED | n/a | May 15, 2001 | Mar 24, 2008 | no | OVERLAND PARK, KS|OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WEALTHPLAN PARTNERS | WEALTHPLAN INVESTMENT MANAGEMENT LLC | Jun 16, 2025 | May 16, 2025 | -31 | Firm change after gap | RIA to RIA |
| WEALTHPLAN PARTNERS | WEALTHPLAN PARTNERS | Jul 10, 2020 | Jan 8, 2020 | -184 | Bulk transfer | RIA to RIA |
| LPL FINANCIAL LLC | WEALTHPLAN PARTNERS | Nov 15, 2016 | May 3, 2016 | -196 | Firm change after gap | Other |
| MUTUAL SERVICE CORPORATION | LPL FINANCIAL LLC | Sep 8, 2009 | Sep 8, 2009 | 0 | Bulk transfer | Other |
| AMERICAN GENERAL SECURITIES INCORPORATED | MUTUAL SERVICE CORPORATION | Mar 24, 2008 | Mar 26, 2008 | 2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:158935:KS:2016-11-15 | Nov 15, 2016 | May 3, 2016 | OVERLAND PARK, KS | Firm change after gap |