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CRD 107317
MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| COMPASS HOLDINGS, INC. | SOLE MEMBER | E | yes | 06/2001 | Feb 29, 2012 | Apr 30, 2012 |
| COMPASS HOLDINGS, LLC | SOLE MEMBER | E | yes | 09/2001 | Feb 29, 2012 | Apr 30, 2012 |
| MEYER, JOSEPH, KELLY | SOLE SHAREHOLDER | E | yes | 01/1997 | Feb 29, 2012 | Apr 30, 2012 |
| MEYER, JOSEPH, KELLY | PRESIDENT, CEO | Na | yes | 06/1991 | Feb 29, 2012 | Apr 30, 2012 |
| WOODARD, JOHN, HOUGHTON | Cco | Na | no | 03/2012 | Feb 29, 2012 | Apr 30, 2012 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Portland | Or | United States | n/a | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2011 | Apr 30, 2012 | $831M | $332M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2011 | $831M | n/a | n/a | n/a | n/a | n/a | n/a | n/a | n/a |