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Advisor at WELLS FARGO ADVISORS
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Feb 18, 2026 | n/a | yes | CHARLOTTE, NC | Current employment |
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | Feb 24, 2026 | no | GERMANTOWN, TN|COLLIERVILLE, TN|BOSTON, MA | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jul 12, 2021 | Mar 31, 2025 | no | SOUTHLAKE, TX|GERMANTOWN, TN | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Feb 24, 2021 | Apr 21, 2021 | no | FRANKLIN, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | WELLS FARGO ADVISORS | Feb 24, 2026 | Feb 18, 2026 | -6 | Firm change | Ibd to wirehouse |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| EQUITABLE ADVISORS, LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Apr 21, 2021 | Jul 12, 2021 | 82 | Firm change | Ibd to ibd |