DFX Intelligence

R••••• D••••• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner43 years in industry

R••••• D••••• E••••••

Advisor at B••••• E•••••• W••••

WALNUT CREEK, CA

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Search this name across graphsid dfx:ria:5a369607-de41-ebcc-5393-10f8c38e0d4d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 19, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• E•••••• W••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 16, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• E•••••• W••••	Independent wealth	Jul 7, 2011	n/a	yes	WALNUT CREEK, CA	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Dec 19, 1999	Aug 16, 2012	no	WALNUT CREEK, CA\|SAN FRANCISCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	B••••• E•••••• W••••	Aug 16, 2012	Jul 7, 2011	-406	Firm change after gap	Other

Relationships

Registered with (2)

→ B••••• E•••••• W••••Registered adviserregistration: current employment
Jul 7, 2011 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Dec 19, 1999 to Aug 16, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5a369607-de41-ebcc-5393-10f8c38e0d4d
First observed: Dec 19, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.