DFX Intelligence

P••••• A•••••• L••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

P••••• A•••••• L••• B••••••

Advisor at B•••••••• I••••••••• M••••••••• L••

San Francisco, CA | PRINCETON, NJ

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 23, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• I••••••••• M••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• I••••••••• M••••••••• L••	Asset manager	Aug 21, 2025	n/a	yes	PRINCETON, NJ\|San Francisco, CA	Current employment
P••••••••	Independent wealth	Apr 18, 2024	Oct 1, 2025	no	ENGLEWOOD, NJ\|Boulder, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••	B•••••••• I••••••••• M••••••••• L••	Oct 1, 2025	Aug 21, 2025	-41	Firm change after gap	Other
C••••••• A•••• M••••••••• L••	P••••••••	Apr 15, 2024	Apr 18, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
108581:151736:CO:2024-04-12	Apr 15, 2024	Apr 18, 2024	BOULDER, CO	Firm change

Relationships

Registered with (3)

→ B•••••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Aug 21, 2025 to presentfactForm ADV
→ P••••••••Registered adviserregistration: previous registration
Apr 18, 2024 to Oct 1, 2025factForm ADV
→ C••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Oct 23, 2023 to Apr 15, 2024factForm ADV

Dated events

Order

Occurred
1 Oct 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
15 Apr 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 23, 2023
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.