RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• A•••••• L••• B••••••
- B•••••••• I••••••••• M••••••••• L•• asset manager currentsince Aug 21, 2025 · Princeton, Nj
- P•••••••• independent RIAApr 18, 2024 to Oct 1, 2025 · Englewood, Nj
- C••••••• A•••• M••••••••• L•• formerOct 23, 2023 to Apr 15, 2024 · Boulder, Co
- P•••••••• to B•••••••• I••••••••• M••••••••• L••left Oct 1, 2025, registered Aug 21, 2025 (-41 days) · Other
- C••••••• A•••• M••••••••• L•• to P••••••••left Apr 15, 2024, registered Apr 18, 2024 (3 days) · RIA to RIA · moved with a team
- P••••• A•••••• L••• B•••••• left Pathstone for B•••••••• I••••••••• M••••••••• L•• (registered 2025-08-21)Oct 1, 2025 · Advisor changed firm · fact
- P••••• A•••••• L••• B•••••• left C••••••• A•••• M••••••••• L•• for Pathstone (registered 2024-04-18)Apr 15, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address