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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

PATRICK JAMES BLUME

Advisor at FIFTH THIRD SECURITIES, INC.

TRAVERSE CITY, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5a52e394-70f8-be69-dd81-e3ab854b5ccb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 18, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIFTH THIRD SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 22, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Oct 22, 1993
First registration: Mar 18, 2003
Dual registered: yes, broker-dealer
Other names: PAT J BLUME
IAPD individual key: 2397935

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Feb 5, 2010	n/a	yes	TRAVERSE CITY, MI	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Dec 1, 2008	no	ARLINGTON HEIGHTS, IL\|BENSENVILLE, IL\|NORRIDGE, IL\|SCHAUMBURG, IL\|SCHAUMBURG, IL\|BLOOMINGDALE, IL\|ELK GROVE VILLAGE, IL\|HOFFMAN ESTATES, IL\|WESTCHESTER, IL\|ROLLING MEADOWS, IL\|NORTHLAKE, IL\|BLOOMINGDALE, IL\|DESPLAINES, IL\|HOFFMAN ESTATES, IL\|STREAMWOOD, IL\|HANOVER PARK, IL\|LOMBARD, IL\|BLOOMINGDALE, IL\|STREAMWOOD, IL\|BENSENVILLE, IL\|NORRIDGE, IL\|SCHAUMBURG, IL\|SCHAUMBURG, IL\|CHICAGO, IL\|ADDISON, IL\|BARTLETT, IL\|BENSENVILLE, IL\|CHICAGO, IL\|CHICAGO, IL\|ELK GROVE VILLAGE, IL\|GLENDALE HEIGHTS, IL\|SCHAUMBURG, IL\|FARMINGTON, MI\|NEW HUDSON, MI\|STERLING HEIGHTS, MI\|TROY, MI\|WOODHAVEN, MI\|TRAVERSE CITY, MI	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Mar 18, 2003	Jul 6, 2005	no	TROY, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	FIFTH THIRD SECURITIES, INC.	Dec 1, 2008	Feb 5, 2010	431	Firm change after gap	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other

Relationships

Registered with (3)

→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: current employment
Feb 5, 2010 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to Dec 1, 2008factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 18, 2003 to Jul 6, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5a52e394-70f8-be69-dd81-e3ab854b5ccb
First observed: Mar 18, 2003
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PATRICK JAMES BLUME

Advisor at FIFTH THIRD SECURITIES, INC.

TRAVERSE CITY, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5a52e394-70f8-be69-dd81-e3ab854b5ccb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:18 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

FIFTH THIRD SECURITIES, INC.

Bd affiliated wealth

Feb 5, 2010

n/a

yes

TRAVERSE CITY, MI

Current employment

CHASE INVESTMENT SERVICES CORP.

Former SEC adviser

Jul 6, 2005

Dec 1, 2008

Previous registration

BANC ONE SECURITIES CORPORATION

n/a

Mar 18, 2003

Jul 6, 2005

TROY, MI

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CHASE INVESTMENT SERVICES CORP.

FIFTH THIRD SECURITIES, INC.

Dec 1, 2008

Feb 5, 2010

431

Firm change after gap

Other

BANC ONE SECURITIES CORPORATION

CHASE INVESTMENT SERVICES CORP.

Jul 6, 2005

Bulk transfer

Other