DFX Intelligence

G••••••• I••••••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

G••••••• I••••••••• G••••• L••

CRD 132950

MANCHESTER, NH

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Search this name across graphsid dfx:ria:5a55a603-7ea9-f120-2324-a8fb5c5c8bc9

Data as of Mar 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 7, 2012 to Mar 6, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $199M••• Locked
Discretionary RAUM: $192M
Private client RAUM: $199Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $66.5Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C•••••• L•••••• S••••••	Chartered Financial Consultant	MANCHESTER, NH	21	33	2	no
T••••• J••• S••••••	Certified Financial Planner	MANCHESTER, NH	8	10

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
S••••••• T•••••• J•••	PRINCIPAL; CHIEF COMPLIANCE OFFICER	E	yes	03/2022	Jun 30, 2021	Mar 21, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Bradenton	FL	United States	1	no
NORTH ANDOVER	Ma	United States	1	no
Claremont	Nh	United States	1	no
Nashua	Nh	United States	1	no
Portsmouth	Nh	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$199M	$171M	16.9%	$131M	14.9%	4	5	4	5

Relationships

Registered with (3)

← J••• T••••• D••••••••Advisorregistration: current employment
Sep 4, 2025 to presentfactForm ADV
← T••••• J••• S••••••Advisorregistration: current employment
Aug 28, 2018 to presentfactForm ADV
← C•••••• L•••••• S••••••Advisorregistration: current employment
Jan 4, 2005 to presentfactForm ADV

Controls (1)

Dated events

Occurred
Jun 30, 2021
First Form ADV filing
G••••••• I••••••••• G••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5a55a603-7ea9-f120-2324-a8fb5c5c8bc9
First observed: Mar 7, 2012
Last observed: Mar 6, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.