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RIA / WealthAdvisor10 years in industry

ROBERT ALEXANDER DONALD DODSON

Advisor at ALBA FINANCIAL LLC

COUNCIL BLUFFS, IA

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Search this name across graphsid dfx:ria:5a560b9c-fb5d-83a9-71e8-01a9006ccbb7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 9, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALBA FINANCIAL LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Mar 1, 2016
First registration: Jun 9, 2017
Dual registered: no
IAPD individual key: 6594056

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALBA FINANCIAL LLC	State registered	Nov 2, 2023	n/a	yes	COUNCIL BLUFFS, IA	Current employment
FBL WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Jun 5, 2020	Nov 6, 2023	no	West Des Moines, IA	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 5, 2019	Jun 9, 2020	no	OMAHA, NE	Previous registration
EDWARD JONES	National bd RIA	Jun 9, 2017	Aug 27, 2019	no	Council Bluffs, IA\|ST LOUIS, MO\|COUNCIL BLUFFS, IA\|COUNCIL BLUFFS, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FBL WEALTH MANAGEMENT, LLC	ALBA FINANCIAL LLC	Nov 6, 2023	Nov 2, 2023	-4	Firm change	Ibd to state RIA
SECURIAN FINANCIAL SERVICES, INC.	FBL WEALTH MANAGEMENT, LLC	Jun 9, 2020	Jun 5, 2020	-4	Firm change	Other
EDWARD JONES	SECURIAN FINANCIAL SERVICES, INC.	Aug 27, 2019	Sep 5, 2019	9	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ ALBA FINANCIAL LLCRegistered adviserregistration: current employment
Nov 2, 2023 to presentfactForm ADV
→ FBL WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 5, 2020 to Nov 6, 2023factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 5, 2019 to Jun 9, 2020factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jun 9, 2017 to Aug 27, 2019factForm ADV

Dated events

Occurred
Nov 6, 2023
Advisor changed firm
Robert Alexander Donald Dodson left Fbl Wealth Management, Llc for Alba Financial Llc (registered 2023-11-02)
Form ADVobserved 4 days ago