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T•••••• R••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

T•••••• R••• S•••••••

Advisor at O•••••••••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 27, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••••	Institutional manager	Feb 3, 2025	n/a	yes	MARTINEZ, CA\|WALNUT CREEK, CA\|OVERLAND PARK, KS	Current employment
B•••••••• C•••••• G••••• L••	Independent wealth	Jun 27, 2024	Feb 14, 2025	no	LIVERMORE, CA\|Martinez, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• C•••••• G••••• L••	O•••••••••	Feb 14, 2025	Feb 3, 2025	-11	Firm change	Other

Relationships

Registered with (2)

→ O•••••••••Registered adviserregistration: current employment
Feb 3, 2025 to presentfactForm ADV
→ B•••••••• C•••••• G••••• L••Registered adviserregistration: previous registration
Jun 27, 2024 to Feb 14, 2025factForm ADV

Dated events

Order

Occurred
14 Feb 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 27, 2024
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.