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Advisor at LPL FINANCIAL LLC
WINDSOR, CO | LOVELAND, CO | THE VILLAGES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 4, 2009 | n/a | yes | WINDSOR, CO|THE VILLAGES, FL|LOVELAND, CO | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2008 | Mar 16, 2009 | no | DENVER, CO | Previous registration |
| J.P. MORGAN SECURITIES INC. | n/a | May 7, 2008 | Oct 1, 2008 | no | DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | LPL FINANCIAL LLC | Mar 16, 2009 | Aug 4, 2009 | 141 | Firm change | Other |
| J.P. MORGAN SECURITIES INC. | J.P. MORGAN SECURITIES LLC | Oct 1, 2008 | Oct 1, 2008 | 0 | Bulk transfer | Other |