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RIA / WealthAdvisor32 years in industry

MARK WILLIAM FLOWER

Advisor at CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

LOS ANGELES, CA | San Francisco, CA

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Search this name across graphsid dfx:ria:5a621fa3-43df-178a-6ca9-d212193aff99

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 28, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 6
Exams: S63|S65
First exam: Jul 28, 1994
First registration: Jul 8, 1997
Dual registered: no
IAPD individual key: 2484067

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.	Independent wealth	Jul 1, 2021	n/a	yes	LOS ANGELES, CA\|San Francisco, CA	Current employment
CAPITAL BANK AND TRUST COMPANY	Asset manager	May 25, 2021	Jul 1, 2021	no	San Francisco, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Mar 30, 2021	no	MINNEAPOLIS, MN\|WALNUT CREEK, CA\|CHARLOTTE, NC\|MINNEAPOLIS, MN\|TARPON SPRINGS, FL	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Sep 25, 2002	Jan 3, 2011	no	WALNUT CREEK, CA\|SAN FRANCISCO, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 8, 1997	Oct 1, 2002	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL BANK AND TRUST COMPANY	CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.	Jul 1, 2021	Jul 1, 2021	0	Bulk transfer	RIA to new firm
WELLS FARGO ADVISORS	CAPITAL BANK AND TRUST COMPANY	Mar 30, 2021	May 25, 2021	56	Firm change	Wirehouse to RIA
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	WELLS FARGO INVESTMENTS, LLC	Oct 1, 2002	Sep 25, 2002	-6	Firm change	Other

Relationships

Registered with (5)

→ CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.Registered adviserregistration: current employment
Jul 1, 2021 to presentfactForm ADV
→ CAPITAL BANK AND TRUST COMPANYRegistered adviserregistration: previous registration
May 25, 2021 to Jul 1, 2021factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Mar 30, 2021factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Sep 25, 2002 to Jan 3, 2011factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 8, 1997 to Oct 1, 2002factForm ADV

Dated events

No dated event names this entity yet.