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Advisor at TD PRIVATE CLIENT WEALTH LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TD PRIVATE CLIENT WEALTH LLC | Bd affiliated wealth | Aug 19, 2026 | n/a | yes | NEW YORK, NY | Current employment |
| MORGAN STANLEY | Wirehouse | Feb 10, 2025 | Aug 18, 2026 | no | Congers, NY|PURCHASE, NY | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Aug 17, 2021 | May 13, 2024 | no | Jersey City, NJ|NEW YORK, NY|Long Island City, NY|Long Island City, NY|Jersey City, NJ|Jersey City, NJ|New York, NY|Long Island City, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | TD PRIVATE CLIENT WEALTH LLC | Aug 18, 2026 | Aug 19, 2026 | 1 | Firm change | Wirehouse to ibd |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | May 13, 2024 | Feb 10, 2025 | 273 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:164484:NY:2026-08-04 | Aug 18, 2026 | Aug 19, 2026 | PURCHASE, NY | Firm change |
| 7059:149777:NY:2024-05-03 | May 13, 2024 | Feb 10, 2025 | LONG ISLAND CITY, NY | Firm change |