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A••••• P• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

A••••• P• P••••

Advisor at M••••• S••••••

Jersey City, NJ

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Search this name across graphsid dfx:ria:5a66a63a-887f-f4ca-e412-597160ad40ee

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Sep 5, 2023	n/a	yes	Jersey City, NJ	Current employment
E•••••• C•••••• M••••••••• L••	Former SEC adviser	Mar 18, 2021	Sep 5, 2023	no	ARLINGTON, VA\|JERSEY CITY, NJ

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• C•••••• M••••••••• L••	M••••• S••••••	Sep 5, 2023	Sep 5, 2023	0	Bulk transfer	RIA to wirehouse
E•••••••• A•••••••• L••	E•••••• C•••••• M••••••••• L••	Feb 22, 2021

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Sep 5, 2023 to presentfactForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 18, 2021 to Sep 5, 2023factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 28, 2021 to Feb 22, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5a66a63a-887f-f4ca-e412-597160ad40ee
First observed: Jan 28, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.