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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

SCOTT WILSON BARKER

Advisor at BANKERS LIFE ADVISORY SERVICES, INC.

CHICAGO, IL | Scarborough, ME

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Search this name across graphsid dfx:ria:5a67fddd-787c-81fa-c61b-75969fa0c453

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 7, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BANKERS LIFE ADVISORY SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 29, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 29, 1992
First registration: Jan 7, 2002
Dual registered: yes, broker-dealer
Other names: SCOTT W BARKER
IAPD individual key: 1826578

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BANKERS LIFE ADVISORY SERVICES, INC.	Bd affiliated wealth	Jul 6, 2016	n/a	yes	Scarborough, ME\|CHICAGO, IL	Current employment
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Jun 16, 2010	May 31, 2016	no	SCARBOROUGH, ME\|Birmingham, AL\|SCARBOROUGH, ME\|BIRMINGHAM, AL	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Mar 13, 2006	May 28, 2010	no	BANGOR, ME\|CHICAGO, IL\|SCARBOROUGH, ME\|SCARBOURGH, ME	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jan 7, 2002	Aug 15, 2005	no	PORTSMOUTH, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONCOURSE FINANCIAL GROUP ADVISORS	BANKERS LIFE ADVISORY SERVICES, INC.	May 31, 2016	Jul 6, 2016	36	Bulk transfer	Other
UVEST FINANCIAL SERVICES GROUP, INC.	CONCOURSE FINANCIAL GROUP ADVISORS	May 28, 2010	Jun 16, 2010	19	Firm change	Other
PRUCO SECURITIES, LLC	UVEST FINANCIAL SERVICES GROUP, INC.	Aug 15, 2005	Mar 13, 2006	210	Firm change	Other

Relationships

Registered with (4)

→ BANKERS LIFE ADVISORY SERVICES, INC.Registered adviserregistration: current employment
Jul 6, 2016 to presentfactForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Jun 16, 2010 to May 31, 2016factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Mar 13, 2006 to May 28, 2010factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 7, 2002 to Aug 15, 2005factForm ADV

Dated events

No dated event names this entity yet.