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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

Colin P O'Higgins

Advisor at EDWARD JONES

Hideout, UT | Naples, FL

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Search this name across graphsid dfx:ria:5a7c4ca5-2e76-e75e-7092-93633f535622

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 7, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Sep 11, 2008
First registration: Oct 7, 2008
Dual registered: yes, broker-dealer
Other names: COLIN HIGGINS|COLIN OHIGGINS|COLIN PATRICK O'HIGGINS|COLIN P. O'HIGGINS|Colin Patrick OHiggins|COLIN P O'HIGGINS
IAPD individual key: 5585840

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Oct 14, 2025	n/a	yes	Naples, FL\|Hideout, UT	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Sep 5, 2025	no	NAPLES, FL\|NAPLES, FL\|NAPLES, FL\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Aug 8, 2024	Mar 31, 2025	no	NAPLES, FL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Feb 8, 2021	Jun 18, 2024	no	Naples, FL\|Naples, FL\|NAPLES, FL	Previous registration
OHIGGINS ASSET MANAGEMENT INC	Other adviser	Oct 7, 2008	Feb 22, 2021	no	MIAMI BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	EDWARD JONES	Sep 5, 2025	Oct 14, 2025	39	Firm change	Ibd to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
J.P. MORGAN SECURITIES LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jun 18, 2024	Aug 8, 2024	51	Firm change	Wirehouse to ibd
OHIGGINS ASSET MANAGEMENT INC	J.P. MORGAN SECURITIES LLC	Feb 22, 2021	Feb 8, 2021	-14	Firm change	RIA to wirehouse

Relationships

Registered with (5)

→ EDWARD JONESRegistered adviserregistration: current employment
Oct 14, 2025 to presentfactForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Sep 5, 2025factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Aug 8, 2024 to Mar 31, 2025factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Feb 8, 2021 to Jun 18, 2024factForm ADV
→ OHIGGINS ASSET MANAGEMENT INCRegistered adviserregistration: previous registration
Oct 7, 2008 to Feb 22, 2021factForm ADV

Dated events

Occurred
Sep 5, 2025
Advisor changed firm
Colin P O'Higgins left Strategic Advisers Llc for Edward Jones (registered 2025-10-14)
Form ADVobserved 5 days ago
Occurred
Jun 18, 2024
Advisor changed firm
Colin P O'Higgins left J.P. Morgan Securities Llc for Fidelity Personal And Workplace Advisors (registered 2024-08-08)
Form ADVobserved 5 days ago