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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

FOSTER DYKEMA CABOT & CO INC

FOSTER DYKEMA CABOT & CO., INCORPORATED, CRD 11723

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5a83f6a6-b7ff-37af-1db2-846af39355ea

Data as of Jun 26, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 2
Observed: Mar 30, 2012 to Jun 26, 2019
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Foster Dykema Cabot & Co Inc

Private equity manager · shared crd

Venture Capitalidentity

Foster Dykema Cabot & Co Inc

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.3BItem 5.F on the latest filing (2019-06-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.3B
Private client RAUM: $1.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees: 8
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 609
Individual clients: 52
High net worth clients: 507
Private funds: 5Schedule D 7.B(1)
Private fund GAV: $60.9Mgross asset value as reported per fund; never fund size
SEC number: 801-4380
CRD: 11723
Filings on the tape: 12
First filed: Mar 30, 2012
Latest filed: Jun 26, 2019
Organised: Corporation, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
LH INVESTMENT ASSOCIATES, LLC	Private Equity Fund	$59,758	Jul 8, 2013	16	Mar 30, 2012	dropped	n/a
FDC VENTURE PARTNERS	Venture Capital Fund	$4,075	Apr 19, 2017	6	Mar 30, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRAUDIS, ELIZABETH, ANN	President	E	yes	07/2013	Mar 30, 2012	Jun 26, 2019
Fisher, Frederick, Peter	VICE PRESIDENT	Na	no	07/2017	Mar 22, 2018	Jun 26, 2019
GUERIN, DONNALEE, NMN	CHIEF OPERATING OFFICER	Na	no	07/2013	Mar 27, 2015	Jun 26, 2019
KNOWLAND, ANDREW, RICHARDSON	CHIEF COMPLIANCE OFFICER	Na	no	11/2002	Mar 30, 2012	Jun 26, 2019
MANFREDI, BROOKE, LORRAINE	VICE PRESIDENT	Na	no	01/2014	Mar 28, 2014	Jun 26, 2019
MCGREW, JEFFREY, DANIEL	CHIEF INVESTMENT OFFICER	Na	no	09/2016	Mar 29, 2017	Jun 26, 2019
SOORMA, VIKRAM, NMN	VICE PRESIDENT	Na	no	12/2016	Mar 29, 2017	Jun 26, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FDC MANAGER II LLC	n/a	n/a	n/a	Y	no	n/a
FDC MANAGER III LLC	n/a	n/a	n/a	Y	no	n/a
FDC MANAGER IV LLC	n/a	n/a	n/a	Y	no	n/a
FDC MANAGER LLC	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Feb 20, 2019	$1.3B	$1.3B	14	8	1	5	$60.9M
2017	Mar 22, 2018	$1.4B	$1.4B	14	9	1	5	$53.7M
2016	Mar 29, 2017	$1.2B	$1.2B	16	9	n/a	6	$54.0M
2015	Mar 29, 2016	$1.2B	$1.1B	16	9	n/a	5	$52.2M
2014	Mar 27, 2015	$1.1B	$1.1B	15	8	n/a	4	$42.5M
2013	Mar 28, 2014	$1.1B	$1.0B	14	7	n/a	4	$40.0M
2012	Mar 22, 2013	$948M	$923M	13	6	n/a	4	$33.9M
2011	Mar 30, 2012	$862M	$843M	n/a	n/a	n/a	4	$60.8M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$1.3B	$1.4B	-2.3%	$1.2B	5.1%	14	14	1	1

Relationships

Owns (6)

← MCGREW, JEFFREY, DANIELOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 29, 2017 to presentfactForm ADV
← KNOWLAND, ANDREW, RICHARDSONOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← SOORMA, VIKRAM, NMNOwnerVICE PRESIDENT, ownership code NA, individual
Mar 29, 2017 to presentfactForm ADV
← MANFREDI, BROOKE, LORRAINEOwnerVICE PRESIDENT, ownership code NA, individual
Mar 28, 2014 to presentfactForm ADV
← GUERIN, DONNALEE, NMNOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 27, 2015 to presentfactForm ADV
← Fisher, Frederick, PeterOwnerVICE PRESIDENT, ownership code NA, individual
Mar 22, 2018 to presentfactForm ADV

Controls (1)

← BRAUDIS, ELIZABETH, ANNOwnerPRESIDENT, ownership code E, individual
Mar 30, 2012 to presentfactForm ADV

Advises (2)

→ FDC VENTURE PARTNERSPrivate fundVenture Capital Fund, IA, no longer reported
Mar 30, 2012 to Apr 19, 2017factForm ADV
→ LH INVESTMENT ASSOCIATES, LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Jul 8, 2013factForm ADV

Dated events

Occurred
Mar 29, 2017
Succession filed (Item 4)
Foster Dykema Cabot & Co Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5a83f6a6-b7ff-37af-1db2-846af39355ea
First observed: Mar 30, 2012
Last observed: Jun 26, 2019 88 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FOSTER DYKEMA CABOT & CO INC

FOSTER DYKEMA CABOT & CO., INCORPORATED, CRD 11723

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5a83f6a6-b7ff-37af-1db2-846af39355ea

Data as of Jun 26, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:40 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

LH INVESTMENT ASSOCIATES, LLC

Private Equity Fund

$59,758

Jul 8, 2013

Mar 30, 2012

dropped

n/a

FDC VENTURE PARTNERS

Venture Capital Fund

$4,075

Apr 19, 2017

Mar 30, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRAUDIS, ELIZABETH, ANN

President

yes

07/2013

Mar 30, 2012

Jun 26, 2019

Fisher, Frederick, Peter

VICE PRESIDENT

07/2017

Mar 22, 2018

Jun 26, 2019

GUERIN, DONNALEE, NMN

CHIEF OPERATING OFFICER

07/2013

Mar 27, 2015

Jun 26, 2019

KNOWLAND, ANDREW, RICHARDSON

CHIEF COMPLIANCE OFFICER

11/2002

Mar 30, 2012

Jun 26, 2019

MANFREDI, BROOKE, LORRAINE

VICE PRESIDENT

01/2014

Mar 28, 2014

Jun 26, 2019

MCGREW, JEFFREY, DANIEL

CHIEF INVESTMENT OFFICER

09/2016

Mar 29, 2017

Jun 26, 2019

SOORMA, VIKRAM, NMN

VICE PRESIDENT

12/2016

Mar 29, 2017

Jun 26, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FDC MANAGER II LLC

n/a

FDC MANAGER III LLC

n/a

FDC MANAGER IV LLC

n/a

FDC MANAGER LLC

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Feb 20, 2019

$1.3B

$60.9M

2017

Mar 22, 2018

$1.4B

$53.7M

2016

Mar 29, 2017

$1.2B

n/a

$54.0M

2015

Mar 29, 2016

$1.2B

$1.1B

n/a

$52.2M

2014

Mar 27, 2015

$1.1B

n/a

$42.5M

2013

Mar 28, 2014

$1.1B

$1.0B

n/a

$40.0M

2012

Mar 22, 2013

$948M

$923M

n/a

$33.9M

2011

Mar 30, 2012

$862M

$843M

n/a

$60.8M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$1.3B

$1.4B

-2.3%

$1.2B

5.1%