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D•••• J••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

D•••• J••••• P•••••••

Advisor at B••••• F•••••• W••••• M••••••••• L••

WEBSTER, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5a9524f9-fdf5-ca4c-0ee4-17c7181b9317

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 6, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• F•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• F•••••• W••••• M••••••••• L••	Independent wealth	Sep 15, 2021	n/a	yes	WEBSTER, NY	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Mar 22, 2024	Nov 3, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	n/a	Nov 3, 2025	n/a	n/a	Departure no registered destination	Departure
C••••• A••••••• L••	B••••• F•••••• W••••• M••••••••• L••	Mar 22, 2024	Sep 15, 2021

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
10299:284920:NY:2024-03-21	Mar 22, 2024	Sep 15, 2021	HOWARD BEACH, NY	Firm change after gap

Relationships

Registered with (4)

→ B••••• F•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Sep 15, 2021 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 22, 2024 to Nov 3, 2025factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Mar 2, 2012 to Mar 22, 2024factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

Occurred
Nov 3, 2025
Advisor departed, no destination yet
D•••• J••••• P••••••• no longer registered at C••••• I••••••••• A••••••• L••; no later IA registration on IAPD
Form ADVobserved 7 days ago
Occurred
Mar 22, 2024
Advisor changed firm
D•••• J••••• P••••••• left C••••• A••••••• L•• for B••••• F•••••• W••••• M••••••••• L•• (registered 2021-09-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5a9524f9-fdf5-ca4c-0ee4-17c7181b9317
First observed: Dec 6, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.