DFX Intelligence

S•••• L•• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

S•••• L•• W••••••

Advisor at S••••••••• W•••••

SUMMIT, NJ | Maple Grove, MN

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Search this name across graphsid dfx:ria:5ab3bf48-3e7f-f17e-30a7-5133597610de

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 28, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W•••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W•••••	Mixed wealth	Sep 23, 2025	n/a	yes	Maple Grove, MN\|SUMMIT, NJ	Current employment
B•••• W•••••• L••	Independent wealth	Dec 4, 2023	Sep 22, 2025	no	Maple Grove, MN\|ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••• W•••••• L••	S••••••••• W•••••	Sep 22, 2025	Sep 23, 2025	1	Firm change	RIA to RIA
T•••••••• L••	B•••• W•••••• L••	Dec 4, 2023	Dec 4, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
292482:299805:FL:2023-12-04	Dec 4, 2023	Dec 4, 2023	SARASOTA, FL	Firm change

Relationships

Registered with (4)

→ S••••••••• W•••••Registered adviserregistration: current employment
Sep 23, 2025 to presentfactForm ADV
→ B•••• W•••••• L••Registered adviserregistration: previous registration
Dec 4, 2023 to Sep 22, 2025factForm ADV
→ T•••••••• L••Registered adviserregistration: previous registration
Jan 25, 2021 to Dec 4, 2023factForm ADV
→ O••••••••• S••••••••• I•••

Dated events

Occurred
Sep 22, 2025
Advisor changed firm
S•••• L•• W•••••• left B•••• W•••••• L•• for S••••••••• W••••• (registered 2025-09-23)
Form ADVobserved 7 days ago
Occurred
Dec 4, 2023
Advisor changed firm
S•••• L•• W•••••• left T•••••••• L•• for B•••• W•••••• L•• (registered 2023-12-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ab3bf48-3e7f-f17e-30a7-5133597610de
First observed: Jun 28, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.