DFX Intelligence
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Reading the graph
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Advisor at R•••• W••••• A••••••• L••
CAMP HILL, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••• W••••• A••••••• L•• | Independent wealth | Jun 9, 2016 | n/a | yes | CAMP HILL, PA | Current employment |
| F•• A••••••• I•• | Former SEC adviser | Jan 19, 2011 | Dec 31, 2015 | no | HARRISBURG, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•• A••••••• I•• | R•••• W••••• A••••••• L•• | Dec 31, 2015 | Jun 9, 2016 | 161 | Firm change | Other |
| S••••••• C•••••• M••••••••• | F•• A••••••• I•• | Jan 8, 2011 | Jan 19, 2011 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 107529:173767:PA:2015-12-28 | Dec 31, 2015 | Jun 9, 2016 | HARRISBURG, PA | Firm change |
| S••••••• C•••••• M••••••••• |
| Independent wealth |
| Aug 6, 2009 |
| Jan 8, 2011 |
| no |
| LANCASTER, PA |
| Previous registration |
| Firm change |
| Other |