DFX Intelligence

G••••••• I•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

G••••••• I•••••••••

G••••••• I••••••••• LLC, CRD 322666

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Search this name across graphsid dfx:ria:5abaa72f-fbeb-78c2-cac9-67a83177012b

Data as of Jan 25, 2023 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 19, 2022 to Jan 25, 2023
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
SEC number: 801-126407
CRD: 322666

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••• D••••	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	E	yes	04/2020	Jul 19, 2022	Jan 25, 2023
G••••••• I•••••••••	SOLE OWNER	E	yes	04/2020	Jul 19, 2022	Jan 25, 2023

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Jan 25, 2023	n/a	n/a	1	1	0	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	n/a	n/a	n/a	n/a	n/a	1	n/a	0	n/a

Relationships

Controls (2)

← G••••••• I•••••••••OwnerSOLE OWNER, ownership code E, domestic entity
Jul 19, 2022 to presentfactForm ADV
← D•••••• D••••OwnerCHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jul 19, 2022 to presentfactForm ADV

Dated events

Occurred
Jul 19, 2022
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5abaa72f-fbeb-78c2-cac9-67a83177012b
First observed: Jul 19, 2022
Last observed: Jan 25, 2023 44 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.