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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Allen John DeVincent

Advisor at ASCENSUS INVESTMENT ADVISORS, LLC

NEEDHAM, MA

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Search this name across graphsid dfx:ria:5abd0e2a-967d-db99-46d7-665dd74e6284

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 5, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASCENSUS INVESTMENT ADVISORS, LLC
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 15, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S66
First exam: Jun 15, 2005
First registration: Jul 5, 2005
Dual registered: yes, broker-dealer
Other names: ALLEN JOHN DE VINCENT
IAPD individual key: 4715473

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASCENSUS INVESTMENT ADVISORS, LLC	Institutional manager	Oct 2, 2019	n/a	yes	NEEDHAM, MA	Current employment
CANTELLA & CO., INC.	Former SEC adviser	Nov 15, 2017	Aug 23, 2019	no	Malden, MA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 26, 2008	Nov 10, 2017	no	SAN DIEGO, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Jul 5, 2005	Apr 13, 2006	no	BURLINGTON, MA\|BURLINGTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CANTELLA & CO., INC.	ASCENSUS INVESTMENT ADVISORS, LLC	Aug 23, 2019	Oct 2, 2019	40	Firm change	Other
LPL FINANCIAL LLC	CANTELLA & CO., INC.	Nov 10, 2017	Nov 15, 2017	5	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	LPL FINANCIAL LLC	Apr 13, 2006	Dec 26, 2008	988	Firm change after gap	Other

Relationships

Registered with (4)

→ ASCENSUS INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Oct 2, 2019 to presentfactForm ADV
→ CANTELLA & CO., INC.Registered adviserregistration: previous registration
Nov 15, 2017 to Aug 23, 2019factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 26, 2008 to Nov 10, 2017factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jul 5, 2005 to Apr 13, 2006factForm ADV

Dated events

No dated event names this entity yet.