DFX Intelligence

4•• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

4•• C••••••

4•• C••••••, LLC, CRD 316647

NEW YORK, NY

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Search this name across graphsid dfx:ria:5aca8f08-d026-d3e3-ffaf-841775538a70

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 3
Observed: Jun 28, 2023 to Mar 24, 2026
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

4•• C••••••

Venture manager · shared crd

Independent Sponsorsidentity

4•• C••••••

Capital provider to sponsors · shared crd

Private Equityidentity

4•• C••••••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $445M••• Locked
Discretionary RAUM: $445M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
4•• F••• I• T••••• L••	Private Equity Fund	$284M	Mar 30, 2023	38	Sep 29, 2021	reported	n/a
4•• F••• I• L•	Private Equity Fund	$284M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
4•• C•••••• F• L••	SOLE MEMBER	E	yes	11/2018	Jun 28, 2023	Apr 9, 2024
A••••••••• C•••••• N••	CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER	Na	yes	04/2023	Jun 28, 2023	Apr 9, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
4•• C•••••• I• G•• L•	n/a	n/a	n/a	N	yes	n/a
4•• C•••••• I• G•• L•	n/a	n/a	n/a	N	yes	n/a
4•• C•••••• I•• G•• L•	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$445M	$524M	-15.1%	n/a	n/a	9	9	0	0

Relationships

Advises (4)

→ 4•• F••• I•• L•Private fundPrivate Equity Fund, IA
Jun 28, 2023 to presentfactForm ADV
→ 4•• F••• I••• L•Private fundPrivate Equity Fund, IA
Mar 26, 2024 to presentfactForm ADV
→ 4•• F••• I• L•Private fundPrivate Equity Fund, ERA
Jun 28, 2023 to presentfactForm ADV
→ 4•• F••• I• T••••• L••Private fund

Dated events

Occurred
Mar 24, 2025
Regulatory AUM changed
4•• C•••••• reported RAUM $524.3M, up 66% from $316.1M (2024-04-09 to 2025-03-24)
Form ADVobserved 7 days ago
$208M
Occurred
Jun 28, 2023
First Form ADV filing
4•• C•••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5aca8f08-d026-d3e3-ffaf-841775538a70
First observed: Jun 28, 2023
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.