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L•••• S•••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor38 years in industry

L•••• S•••• S•••••••••

Advisor at S••••••• I••••••••• M•••••••••

BUFFALO, NY

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Search this name across graphsid dfx:ria:5ad7dd11-f599-a5ea-40cc-df6173731bc8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 23, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• I••••••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• I••••••••• M•••••••••	Independent wealth	Dec 12, 2008	n/a	yes	BUFFALO, NY	Current employment
L•••• S• S••••••••• C••• P•	n/a	May 23, 2007	Dec 12, 2008	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•••• S• S••••••••• C••• P•	S••••••• I••••••••• M•••••••••	Dec 12, 2008	Dec 12, 2008	0	Firm change	Other

Relationships

Registered with (2)

→ S••••••• I••••••••• M•••••••••Registered adviserregistration: current employment
Dec 12, 2008 to presentfactForm ADV
→ L•••• S• S••••••••• C••• P•Registered adviserregistration: previous registration
May 23, 2007 to Dec 12, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ad7dd11-f599-a5ea-40cc-df6173731bc8
First observed: May 23, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.