DFX Intelligence
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Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
BATON ROUGE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jan 21, 2014 | n/a | yes | BATON ROUGE, LA | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Dec 16, 2009 | May 9, 2013 | no | BATON ROUGE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | C••••• I••••••••• A••••••• L•• | May 9, 2013 | Jan 21, 2014 | 257 | Firm change | Other |
| M••••• K••••• • C••••••• L•• | L•• F•••••••• L•• | Dec 17, 2009 | Dec 16, 2009 |
| M••••• K••••• • C••••••• L•• | Former SEC adviser | Feb 11, 2005 | Dec 17, 2009 | no | PRAIRIEVILLE, LA|BATON ROUGE, LA | Previous registration |
| -1 |
| Firm change |
| Other |