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S••••• E•••••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

S••••• E•••••••• C•••••••••

Advisor at M• F•••••••• S•••••••• L••

SPRINGFIELD, MA

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Search this name across graphsid dfx:ria:5ae22467-0429-2127-6f4d-47d1649a4446

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 13, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M• F•••••••• S•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 14, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M• F•••••••• S•••••••• L••	State registered	May 27, 2009	n/a	yes	SPRINGFIELD, MA	Current employment
B••• O• A•••••• I••••••••• S•••••••• I•••	n/a	Oct 20, 2004	Dec 17, 2008	no	SPRINGFIELD, MA\|SPRINGFIELD, MA\|SPRINGFIELD, MA\|SPRINGFIELD, MA\|SPRINGFIELD, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• O• A•••••• I••••••••• S•••••••• I•••	M• F•••••••• S•••••••• L••	Dec 17, 2008	May 27, 2009	161	Firm change	Other
Q•••• • R•••••• I•••	B••• O• A•••••• I••••••••• S•••••••• I•••	Oct 20, 2004	Oct 20, 2004

Relationships

Registered with (3)

→ M• F•••••••• S•••••••• L••Registered adviserregistration: current employment
May 27, 2009 to presentfactForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 20, 2004 to Dec 17, 2008factForm ADV
→ Q•••• • R•••••• I•••Registered adviserregistration: previous registration
Oct 13, 2004 to Oct 20, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ae22467-0429-2127-6f4d-47d1649a4446
First observed: Oct 13, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.