DFX Intelligence

A•••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

A•••••• C•••••••

Advisor at R•••• I••••••••• A••••••• L••

Morristown, NJ | KENTWOOD, MI

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Search this name across graphsid dfx:ria:5aed144c-6446-d4c9-b9e4-ed8f0727d329

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 12, 2026 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• I••••••••• A••••••• L••	Bd affiliated wealth	Mar 18, 2026	n/a	yes	Morristown, NJ\|KENTWOOD, MI	Current employment
M••••• S••••••	Wirehouse	Feb 12, 2026	Mar 16, 2026	no	New York, NY\|PURCHASE, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	R•••• I••••••••• A••••••• L••	Mar 16, 2026	Mar 18, 2026	2	Firm change	Wirehouse to ibd

Relationships

Registered with (2)

→ R•••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Mar 18, 2026 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Feb 12, 2026 to Mar 16, 2026factForm ADV

Dated events

Occurred
Mar 16, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5aed144c-6446-d4c9-b9e4-ed8f0727d329
First observed: Feb 12, 2026
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.