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RIA / WealthAdvisorCertified Financial Planner24 years in industry

MARK CHRISTIAN PUTTRE

Advisor at ERNST & YOUNG INVESTMENT ADVISERS LLP

SECAUCUS, NJ | Pleasantville, NY

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Search this name across graphsid dfx:ria:5aee7eed-1724-4f08-b2ea-b5888693d428

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 2, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ERNST & YOUNG INVESTMENT ADVISERS LLP
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 28, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Feb 28, 2002
First registration: May 2, 2006
Dual registered: no
IAPD individual key: 4471015

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ERNST & YOUNG INVESTMENT ADVISERS LLP	No RAUM reported	Jul 1, 2010	n/a	yes	SECAUCUS, NJ\|Pleasantville, NY	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 12, 2009	Mar 29, 2010	no	EL SEGUNDO, CA\|PARSIPPANY, NJ	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Oct 5, 2007	Jan 23, 2009	no	SOMERSET, NJ	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 2, 2006	Mar 13, 2007	no	MORRISTOWN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	ERNST & YOUNG INVESTMENT ADVISERS LLP	Mar 29, 2010	Jul 1, 2010	94	Firm change	Other
MSI FINANCIAL SERVICES, INC.	LPL FINANCIAL LLC	Jan 23, 2009	Aug 12, 2009	201	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MSI FINANCIAL SERVICES, INC.	Mar 13, 2007	Oct 5, 2007	206	Firm change	Other

Relationships

Registered with (4)

→ ERNST & YOUNG INVESTMENT ADVISERS LLPRegistered adviserregistration: current employment
Jul 1, 2010 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 12, 2009 to Mar 29, 2010factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Oct 5, 2007 to Jan 23, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 2, 2006 to Mar 13, 2007factForm ADV

Dated events

No dated event names this entity yet.