DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

WINTER ADVISORY

WINTER FINANCIAL ADVISORY GMBH, CRD 300978

VIENNA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5af2ebb2-d076-1474-fecd-9d6aeb6c2d06

Data as of Apr 25, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 25, 2019 to Apr 25, 2019
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2019-04-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0
Individual clients: 0
High net worth clients: 0
SEC number: 801-116687
CRD: 300978
Filings on the tape: 1
First filed: Apr 25, 2019
Latest filed: Apr 25, 2019
Organised: Limited Liability Company

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BANK WINTER & CO. AG	Shareholder	E	yes	07/2013	Apr 25, 2019	Apr 25, 2019
BANKHOLDING WINTER & CO. AG	Shareholder	E	yes	01/2004	Apr 25, 2019	Apr 25, 2019
Heider, Mario	Ceo	Na	yes	12/2018	Apr 25, 2019	Apr 25, 2019
Kampelmuehler, Toni	Cco	Na	yes	12/2018	Apr 25, 2019	Apr 25, 2019
Moskovics, Thomas	Founder	E	yes	10/1993	Apr 25, 2019	Apr 25, 2019
Nolan, Jennifer	Director	Na	yes	12/2018	Apr 25, 2019	Apr 25, 2019
WINTER, STERN FAMILIEN PRIVATSTIFTUNG	Shareholder	E	yes	12/2000	Apr 25, 2019	Apr 25, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BANK WINTER & CO. AG	n/a	n/a	n/a	Y	yes	n/a

Relationships

Controls (7)

← Kampelmuehler, ToniOwnerCCO, ownership code NA, individual
Apr 25, 2019 to presentfactForm ADV
← Heider, MarioOwnerCEO, ownership code NA, individual
Apr 25, 2019 to presentfactForm ADV
← Nolan, JenniferOwnerDIRECTOR, ownership code NA, individual
Apr 25, 2019 to presentfactForm ADV
← Moskovics, ThomasOwnerFOUNDER, ownership code E, individual
Apr 25, 2019 to presentfactForm ADV
← BANK WINTER & CO. AGOwnerSHAREHOLDER, ownership code E, foreign entity
Apr 25, 2019 to presentfactForm ADV
← BANKHOLDING WINTER & CO. AGOwnerSHAREHOLDER, ownership code E, foreign entity
Apr 25, 2019 to presentfactForm ADV
← WINTER, STERN FAMILIEN PRIVATSTIFTUNGOwnerSHAREHOLDER, ownership code E, foreign entity
Apr 25, 2019 to presentfactForm ADV

Dated events

Occurred
Apr 25, 2019
First Form ADV filing
Winter Advisory filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5af2ebb2-d076-1474-fecd-9d6aeb6c2d06
First observed: Apr 25, 2019
Last observed: Apr 25, 2019 90 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WINTER ADVISORY

WINTER FINANCIAL ADVISORY GMBH, CRD 300978

VIENNA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5af2ebb2-d076-1474-fecd-9d6aeb6c2d06

Data as of Apr 25, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:33 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BANK WINTER & CO. AG

Shareholder

yes

07/2013

Apr 25, 2019

BANKHOLDING WINTER & CO. AG

Shareholder

yes

01/2004

Apr 25, 2019

Heider, Mario

Ceo

yes

12/2018

Apr 25, 2019

Kampelmuehler, Toni

Cco

yes

12/2018

Apr 25, 2019

Moskovics, Thomas

Founder

yes

10/1993

Apr 25, 2019

Nolan, Jennifer

Director

yes

12/2018

Apr 25, 2019

WINTER, STERN FAMILIEN PRIVATSTIFTUNG

Shareholder

yes

12/2000

Apr 25, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BANK WINTER & CO. AG

n/a

yes

n/a