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RIA / WealthAdvisorCertified Financial Planner25 years in industry

SCOTT TIMOTHY CAVEY

Advisor at AVIOR WEALTH MANAGEMENT, LLC

OMAHA, NE

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Search this name across graphsid dfx:ria:5b166e3f-c625-64ca-ec03-21e6c41a1e41

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AVIOR WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner
Exams: S65|S66
First exam: Dec 22, 2000
First registration: Mar 23, 2001
Dual registered: no
IAPD individual key: 4287897

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AVIOR WEALTH MANAGEMENT, LLC	Independent wealth	May 13, 2020	n/a	yes	OMAHA, NE	Current employment
CETERA ADVISORS LLC	Former SEC adviser	Feb 18, 2011	May 4, 2020	no	GREENWOOD VILLAGE, CO\|OMAHA, NE	Previous registration
QA3 FINANCIAL LLC	n/a	Sep 24, 2004	Feb 11, 2011	no	OMAHA, NE\|OMAHA, NE	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Mar 23, 2001	May 7, 2002	no	OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISORS LLC	AVIOR WEALTH MANAGEMENT, LLC	May 4, 2020	May 13, 2020	9	Firm change	Ibd to RIA
QA3 FINANCIAL LLC	CETERA ADVISORS LLC	Feb 11, 2011	Feb 18, 2011	7	Firm change	Other
UBS FINANCIAL SERVICES INC.	QA3 FINANCIAL LLC	May 7, 2002	Sep 24, 2004	871	Firm change after gap	Other

Relationships

Registered with (4)

→ AVIOR WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
May 13, 2020 to presentfactForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Feb 18, 2011 to May 4, 2020factForm ADV
→ QA3 FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 24, 2004 to Feb 11, 2011factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Mar 23, 2001 to May 7, 2002factForm ADV

Dated events

No dated event names this entity yet.