DFX Intelligence

R•••••• S•••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

R•••••• S•••••• L•••••

Advisor at B••••• W••••• C••••••••• I•••

ROANOKE, VA

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Search this name across graphsid dfx:ria:5b192efa-9b5b-c197-4b5f-f22d517ee664

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 1, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• W••••• C••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 14, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• W••••• C••••••••• I•••	Independent wealth	Jan 1, 2011	n/a	yes	ROANOKE, VA	Current employment
Q•• F•••••••• L••	n/a	Aug 8, 2006	Dec 31, 2010	no	ROANOKE, VA\|OMAHA, NE\|GLEN ALLEN, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q•• F•••••••• L••	B••••• W••••• C••••••••• I•••	Dec 31, 2010	Jan 1, 2011	1	Firm change	Other
G• A• R••••• • C••••••	Q•• F•••••••• L••	Aug 9, 2006	Aug 8, 2006

Relationships

Registered with (3)

→ B••••• W••••• C••••••••• I•••Registered adviserregistration: current employment
Jan 1, 2011 to presentfactForm ADV
→ Q•• F•••••••• L••Registered adviserregistration: previous registration
Aug 8, 2006 to Dec 31, 2010factForm ADV
→ G• A• R••••• • C••••••Registered adviserregistration: previous registration
Aug 1, 2001 to Aug 9, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b192efa-9b5b-c197-4b5f-f22d517ee664
First observed: Aug 1, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.