DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

ZACHARY ALLEN ZETTERGREN

Advisor at SILVER OAK SECURITIES, INC.

Hendersonville, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5b196d00-1909-b92c-aef0-791d08589cf4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 14, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SILVER OAK SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Oct 21, 2002
First registration: Jun 14, 2007
Dual registered: yes, broker-dealer
Other names: ZACK A ZETTERGREN|ZACK ZETTERGREN
IAPD individual key: 4582128

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SILVER OAK SECURITIES, INC.	Bd affiliated wealth	May 11, 2021	n/a	yes	Hendersonville, TN	Current employment
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Feb 22, 2011	May 11, 2021	no	HOUSTON, TX\|HENDERSONVILLE, TN	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Apr 28, 2009	Oct 2, 2009	no	NASHVILLE, TN\|HENDERSONVILLE, TN	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Jan 3, 2008	Apr 29, 2009	no	HOUSTON, TX\|HENDERSONVILLE, TN	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jun 14, 2007	Dec 31, 2007	no	HENDERSONVILLE, TN\|BRENTWOOD, TN\|BRENTWOOD, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEXT FINANCIAL GROUP, INC.	SILVER OAK SECURITIES, INC.	May 11, 2021	May 11, 2021	0	Firm change	Ibd to ibd
SIGNATOR INVESTORS, INC.	NEXT FINANCIAL GROUP, INC.	Oct 2, 2009	Feb 22, 2011	508	Firm change after gap	Other
NEXT FINANCIAL GROUP, INC.	SIGNATOR INVESTORS, INC.	Apr 29, 2009	Apr 28, 2009	-1	Firm change	Other
PRINCIPAL SECURITIES, INC.	NEXT FINANCIAL GROUP, INC.	Dec 31, 2007	Jan 3, 2008	3	Firm change	Other

Relationships

Registered with (4)

→ SILVER OAK SECURITIES, INC.Registered adviserregistration: current employment
May 11, 2021 to presentfactForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Feb 22, 2011 to May 11, 2021factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Apr 28, 2009 to Oct 2, 2009factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Jun 14, 2007 to Dec 31, 2007factForm ADV

Dated events

No dated event names this entity yet.