DFX Intelligence

M•••••• J••••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

M•••••• J••••••• S•••••••

Advisor at L•• F•••••••• L••

JANESVILLE, WI | DELAVAN, WI

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Search this name across graphsid dfx:ria:5b1a2a6a-13c0-5deb-9273-59781348fca5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 17, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 30, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 11, 2011	n/a	yes	JANESVILLE, WI\|DELAVAN, WI	Current employment
U•••• F•••••••• S••••••• G••••• I•••	n/a	Oct 17, 2008	Oct 11, 2011	no	JANESVILLE, WI\|JANESVILLE, WI\|MONROE, WI\|JANESVILLE, WI\|DELAVAN, WI\|LAKE GENEVA, WI\|JANESVILLE, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•••• F•••••••• S••••••• G••••• I•••	L•• F•••••••• L••	Oct 11, 2011	Oct 11, 2011	0	Bulk transfer	Other

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 11, 2011 to presentfactForm ADV
→ U•••• F•••••••• S••••••• G••••• I•••Registered adviserregistration: previous registration
Oct 17, 2008 to Oct 11, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b1a2a6a-13c0-5deb-9273-59781348fca5
First observed: Oct 17, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.