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Reading the graph
Advisor at PATHSTONE
ENGLEWOOD, NJ | NEWTOWN SQUARE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Pathstone | Independent wealth | Oct 4, 2023 | n/a | yes | ENGLEWOOD, NJ|NEWTOWN SQUARE, PA | Current employment |
| VERITABLE LP | Former SEC adviser | Apr 20, 2005 | Sep 18, 2023 | no | NEWTOWN SQUARE, PA | Previous registration |
| BEAR STEARNS ASSET MANAGEMENT INC. | No RAUM reported | Feb 22, 2002 | Sep 16, 2002 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VERITABLE LP | Pathstone | Sep 18, 2023 | Oct 4, 2023 | 16 | Firm change | RIA to RIA |
| BEAR STEARNS ASSET MANAGEMENT INC. | VERITABLE LP | Sep 16, 2002 | Apr 20, 2005 | 947 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 130758:151736:PA:2023-09-18 | Sep 18, 2023 | Oct 4, 2023 | NEWTOWN SQUARE, PA | Firm change |