DFX Intelligence

D•••••• E• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

D•••••• E• C•••••••

Advisor at T••••• F••••• C•••••• M••••••••• L••

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:5b35837b-d129-726d-8a54-f197d9024d62

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 14, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• F••••• C•••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• F••••• F••••• O•••••• L••	Independent wealth	Dec 22, 2023	n/a	yes	SCOTTSDALE, AZ	Current employment
T••••• F••••• C•••••• M••••••••• L••	Mixed wealth	Apr 27, 2022	n/a	yes	SCOTTSDALE, AZ	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	T••••• F••••• C•••••• M••••••••• L••	Dec 7, 2021	Apr 27, 2022	141	Firm change	Ibd to RIA
N••• F•••••••• G••••• I•••	C•••••• S••••• • C••• I•••	May 2, 2018	Sep 28, 2018

Relationships

Registered with (6)

→ T••••• F••••• F••••• O•••••• L••Registered adviserregistration: current employment
Dec 22, 2023 to presentfactForm ADV
→ T••••• F••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Apr 27, 2022 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Sep 28, 2018 to Dec 7, 2021factForm ADV
→ N••• F•••••••• G••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b35837b-d129-726d-8a54-f197d9024d62
First observed: Aug 14, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.