DFX Intelligence

B•••• I••••••••• S••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

B•••• I••••••••• S••••••••• L••

CRD 290775

BEIJING

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Search this name across graphsid dfx:ria:5b3ad6d3-4f1a-47f8-62af-8275f5e8e1ca

Data as of May 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 8
On other graphs: 0
Observed: Nov 8, 2017 to May 6, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $200••• Locked
Discretionary RAUM: $200
Private client RAUM: $200derived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• S••••••••• L••	Owner	E	yes	08/2022	Aug 17, 2022	Mar 1, 2024
C••••• J•••••	MANAGING MEMBER/OWNER	C	yes	03/2023	Aug 17, 2022	Mar 1, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 11, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$200	$200	0.0%	$200	0.0%	2	2	0	0

Relationships

Controls (3)

← K•••• A••OwnerMANAGING MEMBER, ownership code D, individual
Aug 17, 2022 to Mar 1, 2024factForm ADV
← C••••• J•••••OwnerMANAGING MEMBER/OWNER, ownership code C, individual
Aug 17, 2022 to Mar 1, 2024factForm ADV
← B•••• S••••••••• L••OwnerOWNER, ownership code E, domestic entity
Aug 17, 2022 to Mar 1, 2024factForm ADV

Registered with (1)

← L•• Z••••Advisorregistration: previous registration

Dated events

Occurred
Aug 17, 2022
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 17, 2022
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 17, 2022
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Sep 20, 2019
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b3ad6d3-4f1a-47f8-62af-8275f5e8e1ca
First observed: Nov 8, 2017
Last observed: May 6, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.