DFX Intelligence

V•••••• K••••• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

V•••••• K••••• D•••

Advisor at C•••••••• G••••• M•••••• I•••

Miami, FL

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Search this name across graphsid dfx:ria:5b3b85f8-96f1-7e5a-37e7-d5c3163ba814

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 8, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• G••••• M•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Jul 1, 2026	n/a	yes	Miami, FL\|Miami, FL	Current employment
B•••• D• B••••• S••••••••• L••	State registered	Sep 8, 2022	Jun 30, 2026	no	Miami, FL\|MIAMI, FL\|MIAMI, FL\|Miami, FL\|MIAMI, FL\|Miami, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••• D• B••••• S••••••••• L••	C•••••••• G••••• M•••••• I•••	Jun 30, 2026	Jul 1, 2026	1	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
132701:7059:FL:2026-06-30	Jun 30, 2026	Jul 1, 2026	MIAMI, FL	Firm change

Relationships

Registered with (2)

→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: current employment
Jul 1, 2026 to presentfactForm ADV
→ B•••• D• B••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 8, 2022 to Jun 30, 2026factForm ADV

Dated events

Occurred
Jun 30, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b3b85f8-96f1-7e5a-37e7-d5c3163ba814
First observed: Sep 8, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.