DFX Intelligence

N••••• • A••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

N••••• • A••••• I••

CRD 104706

BOSTON, MA

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Search this name across graphsid dfx:ria:5b3d10d7-37ee-ded2-996c-6b4c478874b9

Data as of Oct 31, 2016 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 1
Observed: Mar 6, 2012 to Oct 31, 2016
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

N••••• • A••••• I••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $80.2M••• Locked
Discretionary RAUM: $79.5M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N••••• • A••••• E•••••• L••	Venture Capital Fund	$1.1M	Oct 31, 2016	13	Oct 31, 2016	reported	021-273327
N••••• • A••••• T•••• • L••	Venture Capital Fund	$1.1M	Oct 31, 2016

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• G•••••	CHAIRMAN/DIRECTOR	D	yes	11/1989	Mar 6, 2012	Oct 31, 2016
N•••••• J••••• G•	PRESIDENT/TREASURER/CLERK/CHIEF COMPLIANCE OFFICER	D	yes	11/1989	Mar 6, 2012	Oct 31, 2016

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 15, 2016

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$80.2M	$734M	-89.1%	$700M	-51.4%	2	4	n/a	n/a

Relationships

Advises (7)

→ N••••• • A••••• E•••••• L••Private fundVenture Capital Fund, IA
Oct 31, 2016 to presentfactForm ADV
→ N••••• • A••••• T••• L••Private fundVenture Capital Fund, IA
Oct 31, 2016 to presentfactForm ADV
→ N••••• • A••••• F•••• L••Private fundVenture Capital Fund, IA
Oct 31, 2016 to presentfactForm ADV
→ N••••• • A••••• S••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b3d10d7-37ee-ded2-996c-6b4c478874b9
First observed: Mar 6, 2012
Last observed: Oct 31, 2016 120 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.