DFX Intelligence

J•••• G••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

J•••• G••••• D••••

Advisor at B••••••••• A•••• M••••••••• L••

JUPITER, FL | Waterloo, NY

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Search this name across graphsid dfx:ria:5b3fbb37-59ab-21f3-d043-5682296d327a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 19, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 21, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• A•••• M••••••••• L••	Independent wealth	Aug 11, 2025	n/a	yes	Waterloo, NY\|JUPITER, FL	Current employment
C•••••• G•••• • C• I••	Former SEC adviser	Oct 11, 2017	Jul 14, 2025	no	Penfield, NY\|Waterloo, NY\|SYRACUSE, NY\|Syracuse, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G•••• • C• I••	B••••••••• A•••• M••••••••• L••	Jul 14, 2025	Aug 11, 2025	28	Firm change	Ibd to ibd
I••••• F•••••••• C•••••••••	C•••••• G•••• • C• I••	Oct 5, 2017	Oct 11, 2017

Relationships

Registered with (3)

→ B••••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Aug 11, 2025 to presentfactForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Oct 11, 2017 to Jul 14, 2025factForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Dec 19, 2016 to Oct 5, 2017factForm ADV

Dated events

Occurred
Jul 14, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b3fbb37-59ab-21f3-d043-5682296d327a
First observed: Dec 19, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.