DFX Intelligence

H•• C•••••• M••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

H•• C•••••• M••••••••• L•••

CRD 160850

SAN FRANCISCO, CA

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Search this name across graphs

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 18
On other graphs: 0
Observed: Feb 15, 2012 to Mar 31, 2026
37 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.2B••• Locked
Discretionary RAUM: $2.2B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H•• C•••••• P•••••••• L•••	Hedge Fund	$2.1B	Mar 31, 2026	188	Feb 15, 2012	reported	021-128232
M••••• C•••••• P•••••••• L•••	Hedge Fund	$15.2M	Mar 31, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••••• M••••• W•••••	MANAGER, MEMBER	C	yes	01/2021	Feb 15, 2012	Mar 29, 2024
H••••••• M••••• W•••••	LIMITED PARTNER	C	yes	11/2008	Feb 15, 2012	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
H•• C•••••• F••• G•• L••	n/a	n/a	n/a	N	yes	n/a
M•••• W• H••••••	n/a	n/a	n/a	Y	no	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.2B	$3.2B	-33.1%	$3.1B	-11.3%	16	18	0	1

Relationships

Advises (2)

→ M••••• C•••••• P•••••••• L•••Private fundHedge Fund, IA
Feb 15, 2012 to presentfactForm ADV
→ H•• C•••••• P•••••••• L•••Private fundHedge Fund, IA
Feb 15, 2012 to presentfactForm ADV

Owns (1)

← M••••••••• L•••••• N••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 31, 2023 to Mar 29, 2024factForm ADV

Controls (5)

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
31 Mar 2026
Ria private fund assets change
••• Locked
Form ADV
$-1.4B
Occurred
31 Mar 2026
Ria ownership band change2 events
H•• C•••••• M••••••••• L•••: ria ownership band change, 2 events, on 31 Mar 2026
- ••• Locked
- ••• Locked
Occurred
31 Mar 2026
Regulatory AUM changed
••• Locked
Form ADV
$-1.1B
Occurred
31 Mar 2026
Ria principal change
••• Locked
Form ADV
Occurred
31 Mar 2026
Ria indirect owner change3 events
H•• C•••••• M••••••••• L•••: ria indirect owner change, 3 events, on 31 Mar 2026
- ••• Locked
- ••• Locked
- ••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 15, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 14 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$732M	$732M	8	6	n/a	2	$732M
2014	Mar 30, 2015	$401M	$401M	8	7	n/a	2	$396M
2013	Mar 28, 2014	$266M	$266M	7	6	n/a	2	$266M
2012	Mar 28, 2013	$174M	$174M	7	6	n/a	2	$174M