DFX Intelligence

D••••••• R•• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

D••••••• R•• L•••••

Advisor at A••• A••••••• P•••••••

••• Locked

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Search this name across graphsid dfx:ria:5b482694-f5ca-e543-c26c-3bede2ba0652

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 10, 2005 to Sep 17, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 10, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	Sep 16, 2026	n/a	yes	NAPA, CA\|NEW YORK, NY\|SAN FRANCISCO, CA	Current employment
S••••• T•••• A•••••••• L••	Independent wealth	Apr 10, 2024	n/a	yes	NAPA, CA\|NEW YORK, NY\|SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••••• F•••••••• M••••••••• I••	S••••• T•••• A•••••••• L••	Oct 26, 2005	Apr 10, 2024	6,741	Firm change after gap	Other

Relationships

Registered with (2)

→ S••••• T•••• A•••••••• L••Registered adviserregistration: current employment
Apr 10, 2024 to presentfactForm ADV
→ G•••••• F•••••••• M••••••••• I••Registered adviserregistration: previous registration
Mar 10, 2005 to Oct 26, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b482694-f5ca-e543-c26c-3bede2ba0652
First observed: Mar 10, 2005
Last observed: Sep 17, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.