DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 285378
WILLISTON, VT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| BRET LYN HODGDON | Certified Financial Planner | WILLISTON, VT | 9 | 21 | 1 | no |
| JOHN WENTLING DAVIS | Certified Financial Planner | WILLISTON, VT | 9 | 26 | 3 | no |
| BREANNA SYKES | Certified Financial Planner | WILLISTON, VT | 6 | 10 | 2 | no |
| JACQUELYN MICHELE THIBEAULT | Certified Financial Planner | WILLISTON, VT | 5 | 16 | n/a | no |
| ADAM TAYLOR EIKLOR | n/a | WILLISTON, VT | 0 | 12 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DAVIS, JOHN, WENTLING | Shareholder | E | yes | 03/2015 | Feb 24, 2021 | May 9, 2024 |
| HODGDON, BRET, LYN | CHIEF COMPLIANCE OFFICER, SHAREHOLDER | C | yes | 03/2015 | Feb 24, 2021 | May 9, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| DAVIS & HODGDON ASSOCIATES CPAS PLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Rutland | Vt | United States | 4 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 23, 2026 | $220M | $220M | 4 | 4 | 1 | n/a | n/a |
| 2024 | Feb 13, 2025 | $190M | $190M | 5 | 5 | 1 | n/a | n/a |
| 2023 | Jan 21, 2024 | $189M | $189M | 5 | 5 | 1 | n/a | n/a |
| 2022 | Mar 13, 2023 | $149M | $149M | 5 | 4 | 1 | n/a | n/a |
| 2021 | Mar 8, 2022 | $144M | $144M | 6 | 4 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 20.0% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $220M | $190M | 15.6% | $149M | 13.8% | 4 | 5 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 2 | Jan 9, 2017 | Jan 6, 2017 | WILLISTON, VT | Team lift out | Other | 0.1% |