DFX Intelligence
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Reading the graph
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Advisor at R•••••• J•••• • A••••••••• I•••
Mashpee, MA | STUART, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | National bd RIA | May 12, 2023 | n/a | yes | STUART, FL|Mashpee, MA | Current employment |
| U•• F•••••••• S••••••• I••• | Wirehouse | Jul 15, 2011 | May 22, 2023 | no | STUART, FL|WEST SPRINGFIELD, MA|WEST SPRINGFIELD, MA|Mashpee, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U•• F•••••••• S••••••• I••• | R•••••• J•••• • A••••••••• I••• | May 22, 2023 | May 12, 2023 | -10 | Firm change | Wirehouse to ibd |
| M••••• S•••••• | U•• F•••••••• S••••••• I••• | Jul 22, 2011 | Jul 15, 2011 |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Jul 22, 2011 | no | STUART, FL | Previous registration |
| M••••• S•••••• • C•• L•• | n/a | Apr 2, 2007 | Jun 1, 2009 | no | STUART, FL | Previous registration |
| M••••• S•••••• D• I••• | n/a | Jun 23, 2005 | Apr 2, 2007 | no | STUART, FL|STUART, FL | Previous registration |
| -7 |
| Firm change |
| Wirehouse to wirehouse |
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| M••••• S•••••• D• I••• | M••••• S•••••• • C•• L•• | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |