DFX Intelligence

G•• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

G•• C•••••• L••

CRD 146411

LONDON

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Search this name across graphsid dfx:ria:5b4f8c0d-ab4f-5130-fbbc-63fb9970fa21

Data as of Jul 1, 2021 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 2
On other graphs: 1
Observed: Mar 27, 2012 to Jul 1, 2021
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

G•• C•••••• L••

Private credit manager · key crd, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.0B••• Locked
Discretionary RAUM: $990M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E•••••• A•• S••••••• A•••••• T•••• F•••	Other Private Fund	$54.9M	Jul 1, 2021	2	Jun 30, 2020	reported	n/a
R••••••• G•• T•••• F•••••• I••••• F••• L••	Hedge Fund	$20.2M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•• ••••••••• L••	ULTIMATE PARENT UNDERTAKING	E	yes	07/1995	Jun 28, 2019	Jul 1, 2021
G•• I••••••••• L••••••	MANAGING MEMBER	E	yes	07/2007	Mar 27, 2012	Jul 1, 2021

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E•••••• A•• S••••••• A•••••• T•••• A••••••• L••••••	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$1.0B	$950M	10.0%	$608M	19.8%	14	16	0	0

Relationships

Advises (9)

→ G••••• C••••• F••• I•Private fundHedge Fund, IA
Jun 26, 2013 to presentfactForm ADV
→ E•••••• A•• S••••••• A•••••• T•••• F•••Private fundOther Private Fund, IA
Jun 30, 2020 to presentfactForm ADV
→ G••••• M••••• H••••••• I•Private fundHedge Fund, IA
Mar 27, 2012 to presentfactForm ADV
→ K••••• M••••• H••••••• I•

Dated events

Occurred
Jun 30, 2020
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$273M
Occurred
Jun 29, 2018
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$146M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b4f8c0d-ab4f-5130-fbbc-63fb9970fa21
First observed: Mar 27, 2012
Last observed: Jul 1, 2021 63 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.