This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ROSSBY FINANCIAL, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 12, 2006earliest registration or exam on IAPD

Years in industry

20derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

Sep 12, 2006

First registration

Jul 27, 2022

Dual registered

no

Other names

BRADLEY AARON BANKEN|BRADLEY BANKEN

IAPD individual key

4980305

• Occurred

  Jun 16, 2026
  Advisor changed firm

  Bradley Aaron Banken left Cambridge Investment Research Advisors, Inc. for Rossby Financial, Llc (registered 2026-06-16)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5b505d06-ebd8-4eae-5220-99aaa4d33239

First observed

Jul 27, 2022

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.