DFX Intelligence

R••••• R•••••• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

R••••• R•••••• F•••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:5b62725a-36ba-5042-3d68-92ed31922cb5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 27, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 8, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Mar 31, 2026	n/a	yes	Frisco, TX\|Laguna Hills, CA\|McKinney, TX	Current employment
P••••••• F•••••••• S•••••••• I•••	Bd affiliated wealth	May 16, 2025	Mar 31, 2026	no	McKinney, TX\|LAGUNA HILLS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• F•••••••• S•••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Mar 31, 2026	Mar 31, 2026	0	Firm change	Ibd to ibd
C••••• • C••••••• I•••	P••••••• F•••••••• S•••••••• I•••	May 16, 2025	May 16, 2025

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Mar 31, 2026 to presentfactForm ADV
→ P••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 16, 2025 to Mar 31, 2026factForm ADV
→ C••••• • C••••••• I•••Registered adviserregistration: previous registration
Feb 27, 2020 to May 16, 2025factForm ADV

Dated events

Occurred
Mar 31, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b62725a-36ba-5042-3d68-92ed31922cb5
First observed: Feb 27, 2020
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.