DFX Intelligence

W••• C•••••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

W••• C•••••••• M••••••

Advisor at I•••••• F•••••

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:5b691fdb-c64a-29c7-88dd-6e9d6ba0b178

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 15, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••• F•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 13, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• F•••••	Independent wealth	Apr 6, 2025	n/a	yes	CHARLOTTE, NC	Current employment
T••••••• I••••••••• A•••••••• L••	State registered	Jan 15, 2015	Apr 3, 2025	no	HUNTERSVILLE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• A•••••••• L••	I•••••• F•••••	Apr 3, 2025	Apr 6, 2025	3	Firm change	Other

Relationships

Registered with (2)

→ I•••••• F•••••Registered adviserregistration: current employment
Apr 6, 2025 to presentfactForm ADV
→ T••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 15, 2015 to Apr 3, 2025factForm ADV

Dated events

Occurred
Apr 3, 2025
Advisor changed firm
W••• C•••••••• M•••••• left T••••••• I••••••••• A•••••••• L•• for I•••••• F••••• (registered 2025-04-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5b691fdb-c64a-29c7-88dd-6e9d6ba0b178
First observed: Jan 15, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.